Job Description

Your New Company

A leading Hong Kong-based insurance company, specializing in Life Insurance products. Committed to regulatory excellence and integrity, the company seeks a Head of Compliance to lead regulatory oversight and ensure adherence to all statutory and industry standards.

Your New Role

• Ensure compliance with regulations (e.g., Insurance Ordinance, Anti-Money Laundering and Counter-Terrorist Financing Ordinance).
• Act as Key Person in Control Function (Compliance) under the Insurance Ordinance, if approved by the Insurance Authority.
• Develop and maintain compliance programs, including risk identification, monitoring, audits, and mitigation.
• Update compliance policies and procedures.
• Build a robust compliance monitoring framework.
• Advise staff on regulatory compliance risks for clients, products, and services.
• Review first-line defense policies for regulatory alignment.
• Promote compliance culture through training.
• Support business units to ensure staff and agents meet compliance standards.

Your Background

• Bachelor’s degree in Law, Accounting, or a related discipline, with relevant compliance training.
• 10+ years’ experience in compliance, risk, or legal roles within Life insurance or financial institutions.
• Meets ‘fit and proper’ standards set by regulatory authorities.
• Excellent communication and interpersonal skills, engaging executives and frontline staff.
• Strong stakeholder management and collaboration in regulatory, risk, and control areas.

What You'll Receive in Return

Join a forward-thinking insurance company offering exceptional opportunities for professional growth. Be part of a dedicated team shaping the future of insurance while upholding the highest standards of compliance.

Start Your Search Now

Contact ada.cheung@upsidegroup.co to explore this opportunity.

For More Information Visit: https://upsidegroup.co/